Job Description

About the company:

To maintain focus on areas of compliance supervision and oversight, we are looking for a specialized Compliance Analyst. The compliance team for the Futures Commission Merchant supports the Internal customer service for the business units.

Roles & Responsibilities:

• In charge of overseeing the company's new accounts department , with the ability to guide trading account openings from start to finish and comprehend several departmental responsibilities involved.
• As the primary point of contact for questions about commissions, suspense accounts, give-up transactions, and new accounts, among other business areas.
• Contributing ideas and insights while supporting tactical projects and campaigns and w orking with other departments ( Risk Management, Operations, Accounting, etc.)
• Route compliance-related concerns to the proper channels already in place for examination and handling .
• Identifies possible areas of risk and vulnerability for compliance ; manages and ranks departmental incoming inquiries .
• Proficient in gathering , analyzing , and disseminating information on compliance regulations; can operate independently.
• Possesses strong multitasking and problem-solving abilities ; and maintains timely and consistent attendance.

Expectations & Requirements:

• A bachelor's degree in business or finance , or equivalent years of finance or compliance experience, is desirable.
• At least two years of experience in new accounts and compliance , ideally with an IB or FCM Proficiency with Google Docs is a plus.
• Ability to manage multiple tasks and adapt to changing priorities in a fast-paced environment.
• Knowledge of CFTC (Commodity Futures Trading Commission ), NFA, and exchange rules .
• Demonstrated ability to work with people in connection with challenging issues.
• Skillful oral and written communication

How You Can Apply:

You can send an email to pearl@fintop.co.uk

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